California men, lawyer bilked movie investors of $1.8 million, SEC says (C.D.Cal.)

Feb 25, 2014 By: Nick Gardner

A California lawyer took in $300,000 in “legal expenses” as part of a motion picture finance scheme that defrauded dozens of investors of $1.8 million, according to a Securities and Exchange Commission lawsuit filed in Los Angeles federal court.

Tracking Shareholder Proposals And No-Action Letters: Part III

Feb 24, 2014 By: Craig Eastland

This is the third in a series of posts examining the ragged edge of shareholder proposal-land: No-action letter requests to the SEC.

Westlaw Topical Highlights: Securities, February 13, 2014

Feb 13, 2014 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.

No-action Letter Requests to the SEC

Feb 7, 2014 By: Craig Eastland

This is the second in a series of posts examining the ragged edge of shareholder proposal-land: no-action letter requests to the SEC.

Westlaw Topical Highlights: Securities, January 9, 2014

Jan 9, 2014 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.

Make sure you understand applicable recordkeeping requirements for securities transactions

Jan 9, 2014 By: Alan Gutterman

While all of you should be familiar with the recordkeeping requirements imposed under state corporate law statutes you should not forget that

Westlaw Topical Highlights: Securities, December 26, 2013

Dec 26, 2013 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.

Westlaw Topical Highlights: Securities, November 14, 2013

Nov 14, 2013 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.

Westlaw Topical Highlights: Securities, November 7, 2013

Nov 7, 2013 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.

Westlaw Topical Highlights: Securities, October 10, 2013

Oct 10, 2013 By: Gary Rodekuhr

Topical Highlights for Securities provides summaries of significant federal and state judicial decisions and legislative and administrative activities affecting Securities law.