Legal Solutions  Blog

Many states permit issuance of shares without certificates whereby the ownership of shares is evidenced by an electronic or other indirect system of recording

March 2015 marks the introduction of separate chapters on the admission of new owners to two important non-corporate entities: partnerships and limited liability companies

The recent award of a whistleblower bounty to a former company officer who didn’t originally report the alleged violation demonstrates that anyone within an organization can report securities violations.

Retainer agreements and engagement letters should, of course, be tailored to the particular circumstances

Joint ventures are a popular, but risky, strategy for expanding business activities, so it’s important to understand joint ventures fail.

Most guidelines and RFP processes are very often written poorly, promote dysfunctional behavior, and are not developed to promote the purposes they were designed to address

Business counselor can assist their client through the termination process by providing them with tips and tools on how to handle the “exit interview”.

Corporate buy-sell agreements are covered in detail in a chapter that provides an extensive set of practice tools to assist in negotiating and drafting effective agreements

A variety of techniques can be used to complete the compliance audit process

Risk assessment is an important element of a company’s overall compliance program since an obvious source of potential liability for the company is failure to comply with applicable laws and regulations